SFC Licences of LAU Chi Wai 劉志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 June 2008 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 June 2008 | |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 10 June 2003 | 31 May 2008 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 01 April 2003 | 31 May 2008 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 7 | 01 April 2003 | 09 May 2003 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 01 April 2003 | 09 May 2003 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 01 April 2003 | 09 May 2003 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 01 April 2003 | 09 May 2003 |