SFC Licences of NICHOLS Michael Christian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RE | 1 | 18 August 2011 | 13 March 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 16 May 2008 | 16 September 2008 |