SFC Licences of KELSO James Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Win Securities Limited 贏證券有限公司 | RO | 7 | 25 August 2003 | 24 February 2004 |
| Win Securities Limited 贏證券有限公司 | RO | 1 | 25 August 2003 | 24 February 2004 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RO | 7 | 25 August 2003 | 24 February 2004 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RO | 1 | 25 August 2003 | 24 February 2004 |