SFC Licences of LEUNG Kar Yan, Karen 梁嘉茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 1 | 07 July 2021 | |
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 | 4 | 08 April 2010 | ||
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 | 1 | 08 April 2010 | ||
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RO | 4 | 17 June 2009 | 28 October 2011 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RO | 1 | 17 June 2009 | 28 October 2011 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 24 April 2007 | 17 June 2009 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 24 April 2007 | 17 June 2009 |