SFC Licences of LEUNG Kar Yan, Karen 梁嘉茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LGT Investment Management (Asia) Limited RE 1 07 July 2021
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 4 08 April 2010
Bank J. Safra Sarasin Ltd 瑞士嘉盛銀行 1 08 April 2010
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RO 4 17 June 2009 28 October 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RO 1 17 June 2009 28 October 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 24 April 2007 17 June 2009
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 24 April 2007 17 June 2009