SFC Licences of CHOW Shu Kee 周樹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 November 2014 | 17 January 2017 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2014 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 9 | 01 April 2003 | 31 March 2004 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 6 | 01 April 2003 | 31 March 2004 |
Win Wong Securities Limited 宏旺證券有限公司 | RE | 4 | 01 April 2003 | 31 March 2004 |