SFC Licences of LAU Pok Man 劉博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 28 September 2009 | 01 July 2016 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 28 September 2009 | 01 July 2016 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 23 July 2009 | 30 June 2010 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 29 April 2006 | 29 May 2009 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 29 April 2006 | 29 May 2009 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 9 | 01 April 2003 | 01 March 2006 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 4 | 01 April 2003 | 01 March 2006 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |