SFC Licences of SHI Fangqiu 史方遒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Visdom Investment Management (Hong Kong) Limited 遠智投資管理(香港)有限公司 | RO | 9 | 26 September 2011 | |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 9 | 18 December 2006 | 24 June 2011 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 01 November 2006 | 24 June 2011 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 17 October 2006 |