SFC Licences of LEE Shu Kei, Frankie 李樹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 15 April 2009 | 07 October 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 October 2007 | 01 April 2009 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 18 October 2006 | 03 March 2008 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 13 July 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |