SFC Licences of LOARING Choi Man, Kristie 沈賽文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RO | 4 | 10 July 2006 | 29 November 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RO | 1 | 10 July 2006 | 29 November 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 4 | 10 July 2006 | 29 November 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | 1 | 10 July 2006 | 29 November 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 10 August 2004 | 29 November 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 10 August 2004 | 29 November 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 10 August 2004 | 10 July 2006 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 August 2004 | 10 July 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 10 August 2004 | 10 July 2006 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RO | 4 | 01 April 2003 | 16 July 2003 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RO | 9 | 01 April 2003 | 16 July 2003 |