SFC Licences of LEE Tik Wa 李迪華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 10 August 2018 | 22 March 2019 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 1 | 23 November 2010 | 30 June 2011 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 05 November 2010 | 18 December 2013 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 11 September 2009 | 18 December 2013 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 | RE | 4 | 06 February 2008 | 26 August 2009 |
| Gladstone Morgan Portfolio Services Limited | RE | 4 | 03 January 2005 | 14 January 2008 |
| Goldyard Capital Limited 金營資本有限公司 | RE | 4 | 01 April 2003 | 09 November 2004 |
| Goldyard Capital Limited 金營資本有限公司 | RE | 9 | 01 April 2003 | 28 April 2003 |