SFC Licences of WORK David Lyall
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 2 | 15 July 2004 | 23 July 2008 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 1 | 15 July 2004 | 23 July 2008 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 01 April 2003 | 30 November 2009 |
| BGC Securities (Hong Kong) LLC | RO | 9 | 01 April 2003 | 25 June 2004 |
| BGC Securities (Hong Kong) LLC | RO | 6 | 01 April 2003 | 25 June 2004 |
| BGC Securities (Hong Kong) LLC | RO | 4 | 01 April 2003 | 25 June 2004 |