SFC Licences of TAN Sze Ling, Snowy 陳施霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 18 February 2011 | 15 May 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 18 February 2011 | 15 May 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 February 2011 | 15 May 2015 |
| Cypress Lane Capital Limited | RE | 9 | 21 July 2009 | 30 November 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 22 March 2006 | 01 August 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 22 March 2006 | 01 August 2008 |
| Ritchie Capital Management (Hong Kong) Limited | RE | 9 | 19 July 2005 | 16 January 2006 |
| UBS Securities Asia Limited | RE | 2 | 09 August 2004 | 02 June 2005 |
| UBS Securities Asia Limited | RE | 1 | 09 August 2004 | 02 June 2005 |