SFC Licences of SZE Tak Chee 施德芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Midland Wealth Management Limited 美聯資產管理有限公司 RO 4 18 February 2008 01 August 2010
Midland Wealth Management Limited 美聯資產管理有限公司 RO 1 18 February 2008 01 August 2010
Quam Securities Limited 華富建業證券有限公司 RO 4 30 June 2005 17 August 2007
Quam Securities Limited 華富建業證券有限公司 RE 4 23 November 2004 30 June 2005
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 01 April 2003 16 November 2004
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 9 01 April 2003 18 December 2003
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 6 01 April 2003 18 December 2003