SFC Licences of SZE Tak Chee 施德芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 4 | 18 February 2008 | 01 August 2010 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 1 | 18 February 2008 | 01 August 2010 |
Quam Securities Limited 華富建業證券有限公司 | RO | 4 | 30 June 2005 | 17 August 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 23 November 2004 | 30 June 2005 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 01 April 2003 | 16 November 2004 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 9 | 01 April 2003 | 18 December 2003 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 6 | 01 April 2003 | 18 December 2003 |