SFC Licences of SUN Lucy Shin Su 孫心樹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evo Capital Management Asia Limited | RE | 9 | 26 February 2008 | 31 October 2008 |
| UBS Securities Asia Limited | RE | 1 | 15 May 2003 | 15 June 2005 |