SFC Licences of LO Yiu Fat, Timothy 羅耀發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 April 2014 | 17 October 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 April 2014 | 17 October 2015 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 24 February 2011 | 31 December 2013 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 01 April 2003 | 31 December 2013 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 31 December 2013 |
| South China Commodities Limited 南華期貨有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 5 | 01 April 2003 | 12 January 2004 |