SFC Licences of LIU Je Ngai, Henry 廖子毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Creative Asset Management Limited 創智資產管理有限公司	RE	9	27 May 2016	31 August 2018
Creative Asset Management Limited 創智資產管理有限公司	RE	4	27 May 2016	31 August 2018
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	9	19 April 2013	01 April 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	4	19 April 2013	01 April 2016
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	1	19 April 2013	01 April 2016
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	14 August 2009	08 April 2013
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	14 August 2009	08 April 2013
Fulbright Futures Limited 富昌期貨有限公司	RE	2	06 April 2009	31 July 2009
Fulbright Securities Limited 富昌證券有限公司	RE	1	06 April 2009	31 July 2009
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	20 September 2007	01 April 2009
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	20 September 2007	01 April 2009
BOCOM International Holdings Company Limited 交銀國際控股有限公司	RE	2	02 March 2006	03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司	RE	1	02 March 2006	03 March 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	13 December 2005	02 March 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	02 March 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	09 January 2004