SFC Licences of NG Hoi Yan, Heidi 吳凱恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 December 2011 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 December 2010 | 09 November 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 October 2003 | 02 November 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 June 2003 | 02 November 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 02 November 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 02 June 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 02 June 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 02 June 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 02 June 2003 |