SFC Licences of KWOK Eric Chong Shing 郭創成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Axiom Investment Management Limited 明懿資產管理有限公司 | RO | 9 | 10 September 2007 | 30 April 2014 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RO | 5 | 10 September 2007 | 30 April 2014 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RO | 4 | 10 September 2007 | 30 April 2014 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 9 | 15 October 2004 | 10 September 2007 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 5 | 15 October 2004 | 10 September 2007 |
| Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 4 | 15 October 2004 | 10 September 2007 |