SFC Licences of LEE Siu Yuen 李紹遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 October 2015 | 02 November 2015 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 January 2011 | 12 April 2013 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 01 April 2003 | 02 January 2011 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 4 | 01 April 2003 | 08 April 2005 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 9 | 01 April 2003 | 01 September 2003 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 6 | 01 April 2003 | 01 September 2003 |