SFC Licences of KWOK Kin To 郭健濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 July 2009 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 May 2007 | 11 July 2009 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 25 January 2007 | 24 April 2007 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RE | 1 | 02 June 2006 | 20 November 2006 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 10 November 2004 | 18 August 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 27 January 2004 | 09 November 2004 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 | RE | 4 | 01 April 2003 | 20 January 2004 |
| SEG International Securities (H.K.) Limited 賽格國際證券(香港)有限公司 | RE | 1 | 01 April 2003 | 20 January 2004 |