SFC Licences of SMITH Ross Allen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HFS Asset Management Limited | RE | 9 | 22 January 2007 | 17 October 2007 |
| HFS Asset Management Limited | RE | 4 | 22 January 2007 | 17 October 2007 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 28 July 2004 | 11 November 2004 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 28 July 2004 | 11 November 2004 |
| Chimaera Financial Group Limited | RE | 4 | 01 April 2003 | 05 March 2004 |
| Chimaera Financial Group Limited | RE | 9 | 01 April 2003 | 05 March 2004 |
| Chimaera Financial Group Limited | RE | 6 | 01 April 2003 | 05 March 2004 |