SFC Licences of WONG Wai Ki, Carlos 黃偉麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 October 2012 | 01 March 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 October 2012 | 01 March 2013 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 February 2011 | 29 September 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 February 2011 | 29 September 2012 |