SFC Licences of CHOW Tit Tsang

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Templeton Asset Management Ltd RO 9 22 June 2021
Templeton Asset Management Ltd RE 9 17 June 2019 22 June 2021
UBS Asset Management (Hong Kong) Limited RE 9 28 April 2008 07 June 2019
UBS Asset Management (Hong Kong) Limited RE 4 23 April 2008 07 June 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 08 June 2006 12 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 June 2006 12 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 April 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 21 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 21 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 21 March 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 28 January 2005