SFC Licences of CHOW Tit Tsang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Templeton Asset Management Ltd | RO | 9 | 22 June 2021 | |
Templeton Asset Management Ltd | RE | 9 | 17 June 2019 | 22 June 2021 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 28 April 2008 | 07 June 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 23 April 2008 | 07 June 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 08 June 2006 | 12 March 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 June 2006 | 12 March 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 10 April 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 21 March 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 21 March 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 21 March 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |