SFC Licences of WU Alan 伍德倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RE | 9 | 31 July 2019 | |
| NF Trinity Capital (Hong Kong) Limited | RE | 9 | 03 June 2015 | 01 May 2019 |
| NF Trinity Capital (Hong Kong) Limited | RE | 4 | 03 June 2015 | 01 May 2019 |
| Nan Fung Investment Adviser Limited 南豐投資顧問有限公司 | RO | 9 | 19 October 2011 | 20 May 2015 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 12 September 2008 | 20 May 2010 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 12 September 2008 | 20 May 2010 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 07 September 2006 | 14 May 2008 |
| Chi Capital Securities Limited | RO | 9 | 25 November 2005 | 15 March 2006 |
| Chi Capital Securities Limited | RO | 4 | 25 November 2005 | 15 March 2006 |
| Chi Capital Securities Limited | RO | 1 | 25 November 2005 | 15 March 2006 |