SFC Licences of LEE Cho Wing, Michael 李祖榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pulsar Capital Limited 脈搏資本有限公司 RO 6 23 May 2019
Pulsar Capital Limited 脈搏資本有限公司 RO 1 23 May 2019
Pulsar Capital Limited 脈搏資本有限公司 RE 6 14 March 2019 23 May 2019
Pulsar Capital Limited 脈搏資本有限公司 RE 1 14 March 2019 23 May 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 21 May 2018 25 January 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 1 21 May 2018 25 January 2019
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 21 March 2018 21 May 2018
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 21 March 2018 21 May 2018
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 6 15 September 2017 28 February 2018
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 1 15 September 2017 28 February 2018
Dakin Capital Limited 德健融資有限公司 RE 6 13 June 2016 26 June 2017
Cinda International Capital Limited 信達國際融資有限公司 RE 6 08 June 2015 03 June 2016
Cinda International Capital Limited 信達國際融資有限公司 RE 1 08 June 2015 03 June 2016
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 15 January 2015 22 May 2015
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 15 January 2015 22 May 2015
TC Capital International Limited 天財資本國際有限公司 RE 6 16 April 2014 25 December 2014
Messis Capital Limited 大有融資有限公司 RE 6 09 March 2012 25 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 25 July 2008 08 August 2008
Joy Silver Limited 喜銀有限公司 RE 6 23 October 2006 25 June 2008
Haitong International Capital Limited 海通國際資本有限公司 RE 6 28 March 2006 03 October 2006
Hercules Capital Limited 凱利融資有限公司 RE 6 29 August 2005 27 February 2006