SFC Licences of NG Wai Yip 伍偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 06 May 2008 | 01 November 2008 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RO | 4 | 10 November 2007 | 01 November 2008 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 01 November 2007 | 10 November 2007 |
| Alpha Nova Capital Management Limited | RO | 9 | 21 August 2007 | 07 September 2007 |
| Alpha Nova Capital Management Limited | RO | 6 | 21 August 2007 | 07 September 2007 |
| Alpha Nova Capital Management Limited | RO | 4 | 21 August 2007 | 07 September 2007 |
| China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 06 January 2004 | 09 June 2007 |
| Japan Asia Capital Limited 日亞資本有限公司 | RE | 6 | 01 April 2003 | 09 June 2007 |