SFC Licences of NGAI Po Man 魏寶文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 14 August 2012 | 13 December 2013 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 June 2012 | 01 July 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 02 March 2005 | 26 April 2013 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 05 January 2005 | 23 February 2005 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 | RE | 2 | 01 April 2003 | 31 December 2004 |