SFC Licences of LIU Leung 廖良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司
RO 1, 4, 9 06 December 2021
Regent Capital Management Limited 高廷資本有限公司
RO 4, 9 12 March 2019 18 March 2021
Averest Capital Limited 永桐資本有限公司
RO 4 03 October 2018 03 March 2019
Averest Capital Limited 永桐資本有限公司
RO 1 29 June 2018 03 March 2019
Well Link Securities Limited 立橋證券有限公司
RO 1 01 June 2017 31 December 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司
RO 1 07 August 2015 30 November 2016
Partners Capital International Limited 博大資本國際有限公司
RO 1 07 December 2012 18 May 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司
RE 9 13 July 2012 18 May 2014
Partners Capital Securities Limited 博大證券有限公司
RO 1 08 August 2011 18 May 2014
Partners Capital Securities Limited 博大證券有限公司
RE 1 06 May 2011 08 August 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司
RE 1 21 September 2010 22 January 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司
RE 2 21 September 2010 22 January 2011
Chong Hing Commodities And Futures Limited 創興商品期貨有限公司
RE 2 20 November 2009 31 August 2010
Chong Hing Securities Limited 創興證券有限公司
RE 1 20 September 2007 31 August 2010
Chong Hing Securities Limited 創興證券有限公司
RE 1, 4, 6, 7, 9 01 April 2003 30 December 2004