SFC Licences of LAM Lai Chun 林麗珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 12 April 2017 | 01 October 2018 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 12 April 2017 | 01 October 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 20 June 2012 | 13 March 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 25 January 2010 | 26 April 2013 |
Greater China Securities Limited 大中華證券有限公司 | RE | 1 | 07 June 2006 | 30 November 2009 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 10 April 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 10 April 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 10 April 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 10 April 2003 |