SFC Licences of LAM Lai Chun 林麗珍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Upbest Securities Company Limited 美建證券有限公司 RE 4 12 April 2017 01 October 2018
Upbest Securities Company Limited 美建證券有限公司 RE 1 12 April 2017 01 October 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 13 March 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 25 January 2010 26 April 2013
Greater China Securities Limited 大中華證券有限公司 RE 1 07 June 2006 30 November 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 10 April 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 10 April 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 10 April 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 10 April 2003