SFC Licences of LAU Chi Kin 劉智健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Bank AG | 2 | 15 November 2018 | ||
| LGT Bank AG | 1 | 28 July 2011 | ||
| LGT Investment Management (Asia) Limited | RO | 1 | 12 July 2006 | 07 May 2014 |
| LGT Investment Management (Asia) Limited | RE | 4 | 24 December 2004 | 07 May 2014 |
| LGT Investment Management (Asia) Limited | RE | 1 | 24 December 2004 | 12 July 2006 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 6 | 01 April 2003 | 23 September 2004 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 9 | 01 April 2003 | 23 September 2004 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 01 April 2003 | 23 September 2004 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 01 April 2003 | 23 September 2004 |