SFC Licences of CHAN Kong Chung, Parkson 陳綱頌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 September 2007 | 01 November 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 15 January 2007 | 01 November 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 31 October 2003 | 01 September 2006 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 01 April 2003 | 30 October 2003 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 9 | 01 April 2003 | 30 October 2003 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 5 | 01 April 2003 | 30 October 2003 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 01 April 2003 | 30 October 2003 |