SFC Licences of LAM Tuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RO | 9 | 24 June 2016 | |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RO | 4 | 24 June 2016 | |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RO | 1 | 24 June 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 9 | 05 August 2008 | 31 July 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 05 August 2008 | 31 July 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 18 May 2006 | 05 August 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 May 2006 | 05 August 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 13 March 2006 | 29 April 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 13 March 2006 | 29 April 2006 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 1 | 13 March 2006 | 29 April 2006 |