SFC licenceholder AFK424 ZHU Helen Yue 朱悅

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2014-04-07 2019-08-01
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2014-04-07 2014-12-31
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2006-04-11 2014-03-08
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 (Advising on Securities) 2003-04-01 2006-03-14
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 (Asset Management), 6 (Advising on Corporate Finance) 2003-04-01 2004-09-24