SFC licenceholder AFK424 ZHU Helen Yue 朱悅
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2014-04-07 | 2019-08-01 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2014-04-07 | 2014-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2006-04-11 | 2014-03-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 (Advising on Securities) | 2003-04-01 | 2006-03-14 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 (Asset Management), 6 (Advising on Corporate Finance) | 2003-04-01 | 2004-09-24 |