SFC Licences of ZHU Helen Yue 朱悅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nan Fung Trinity (HK) Limited RO 9 27 October 2021
Nan Fung Trinity (HK) Limited RO 4 27 October 2021
Nan Fung Trinity (HK) Limited RO 1 27 October 2021
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 07 April 2014 01 August 2019
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 07 April 2014 01 August 2019
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 07 April 2014 01 August 2019
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 07 April 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 07 April 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 07 April 2014 31 December 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 11 April 2006 08 March 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 11 April 2006 08 March 2014
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 14 March 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 24 September 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 24 September 2004