SFC Licences of TAN Lien Seng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 11 May 2005 | 09 September 2008 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 11 May 2005 | 09 September 2008 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 19 April 2005 | 09 September 2008 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 19 April 2005 | 09 September 2008 |
| UBS Securities Asia Limited | RE | 2 | 06 May 2003 | 21 March 2005 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 21 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 April 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 April 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 April 2003 |