SFC Licences of LAU Ming Chung 劉明聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 31 March 2015 | 07 April 2017 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 31 March 2015 | 07 April 2017 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 21 February 2011 | 28 March 2013 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 21 February 2011 | 28 March 2013 |
| Allianz Global Investors Hong Kong Limited | RE | 4 | 25 November 2003 | 20 August 2004 |
| Allianz Global Investors Hong Kong Limited | RE | 1 | 25 November 2003 | 20 August 2004 |