SFC Licences of KWOK Pui Yu, Priscilla 郭沛榆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 30 March 2011 | 10 September 2015 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 06 December 2006 | 10 September 2015 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 6 | 24 June 2004 | 31 October 2006 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 24 June 2004 | 31 October 2006 |
Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 4 | 01 April 2003 | 16 June 2004 |
Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 6 | 01 April 2003 | 16 June 2004 |
Money Concepts (Asia) Limited 美國萬利理財有限公司 | RE | 9 | 01 April 2003 | 16 June 2004 |