SFC Licences of KWOK Pui Yu, Priscilla 郭沛榆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 30 March 2011 10 September 2015
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 06 December 2006 10 September 2015
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 24 June 2004 31 October 2006
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 24 June 2004 31 October 2006
Money Concepts (Asia) Limited 美國萬利理財有限公司 RE 4 01 April 2003 16 June 2004
Money Concepts (Asia) Limited 美國萬利理財有限公司 RE 6 01 April 2003 16 June 2004
Money Concepts (Asia) Limited 美國萬利理財有限公司 RE 9 01 April 2003 16 June 2004