SFC Licences of TAY Keng Puang 鄭慶藩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RO | 1 | 07 April 2006 | 31 March 2012 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RO | 4 | 30 August 2004 | 31 March 2012 |
| Protective Capital (International) Limited 環球智略投資有限公司 | RE | 4 | 08 January 2004 | 31 December 2007 |
| Protective Capital (International) Limited 環球智略投資有限公司 | RE | 9 | 08 January 2004 | 15 August 2005 |
| Protective Capital (International) Limited 環球智略投資有限公司 | RE | 6 | 08 January 2004 | 15 August 2005 |
| OppenheimerFunds International Distributor Limited | RO | 4 | 15 December 2003 | 30 June 2009 |
| OppenheimerFunds International Distributor Limited | RO | 1 | 15 December 2003 | 30 June 2009 |
| YF Life Insurance International Limited 萬通保險國際有限公司 | RE | 4 | 01 April 2003 | 07 January 2004 |
| YF Life Insurance International Limited 萬通保險國際有限公司 | RE | 6 | 01 April 2003 | 07 January 2004 |
| YF Life Insurance International Limited 萬通保險國際有限公司 | RE | 9 | 01 April 2003 | 07 January 2004 |