SFC Licences of CHAN Mo Tze, Wendy 陳慕梓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 20 September 2018 | 17 February 2020 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 20 September 2018 | 17 February 2020 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 | RE | 1 | 20 September 2018 | 17 February 2020 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 4 | 20 September 2018 | 12 February 2020 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 1 | 20 September 2018 | 12 February 2020 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 15 June 2012 | 17 January 2018 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 15 June 2012 | 17 January 2018 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 31 May 2009 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 28 January 2005 |