SFC Licences of YIP Hin Kwong 葉顯光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 May 2008 | 01 October 2008 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 21 January 2008 | 24 April 2008 |