SFC Licences of CHAN Fung Mi, Esther 陳鳳眉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 28 January 2008 30 June 2011
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 1 01 April 2003 02 June 2008
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 6 01 April 2003 19 July 2004
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 4 01 April 2003 19 July 2004
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 9 01 April 2003 19 July 2004
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 6 01 April 2003 07 November 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 9 01 April 2003 07 November 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 1 01 April 2003 07 November 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 4 01 April 2003 07 November 2003