SFC Licences of TAM Ka Yee, Daphne 譚家怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 03 March 2009 31 March 2015
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 07 December 2007 20 January 2016
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 07 July 2003 30 March 2012
Patterson Financial Services Limited RE 4 01 April 2003 04 July 2003
Patterson Financial Services Limited RE 6 01 April 2003 04 July 2003