SFC Licences of TAM Ka Yee, Daphne 譚家怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 03 March 2009 | 31 March 2015 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 07 December 2007 | 20 January 2016 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 07 July 2003 | 30 March 2012 |
Patterson Financial Services Limited | RE | 4 | 01 April 2003 | 04 July 2003 |
Patterson Financial Services Limited | RE | 6 | 01 April 2003 | 04 July 2003 |