SFC Licences of LO Siu Wai, Caness 老小慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 28 November 2005 | 31 March 2014 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 06 August 2004 | 31 March 2014 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 7 | 01 April 2003 | 26 May 2003 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 01 April 2003 | 26 May 2003 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 6 | 01 April 2003 | 26 May 2003 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 4 | 01 April 2003 | 26 May 2003 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 01 April 2003 | 26 May 2003 |