SFC Licences of CHAM Tsz Chiu 湛子超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 July 2016 | 02 November 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 02 November 2016 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 11 March 2016 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 11 March 2016 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 11 March 2016 | 30 June 2016 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 22 April 2013 | 29 February 2016 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 22 April 2013 | 29 February 2016 |