SFC Licences of CHAN Suk Yi 陳淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 20 February 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 31 October 2007 | 20 February 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 24 July 2007 | 20 February 2010 |
| China International Capital Limited 中國國際資本有限公司 | RE | 4 | 15 May 2007 | 06 July 2007 |
| orientiert XYZ Securities Limited | RE | 4 | 27 April 2006 | 23 March 2007 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RE | 4 | 27 January 2006 | 17 February 2006 |