SFC Licences of HUANG Yu Yuan 黃裕元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 January 2014 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 27 December 2007 | 02 October 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 30 November 2007 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 20 January 2004 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |