SFC Licences of LAU Kin Bong, Joe 劉建邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 | RE | 9 | 23 September 2020 | 27 February 2024 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 | RE | 4 | 23 September 2020 | 27 February 2024 |
| RE | 9 | 02 September 2013 | 01 December 2013 | |
| RE | 4 | 02 September 2013 | 01 December 2013 | |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 02 September 2013 | 01 December 2013 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 02 September 2013 | 01 December 2013 |
| Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 01 December 2010 | 31 March 2011 |
| Splendor Global Investments Limited 卓智環球投資有限公司 | RO | 4 | 28 March 2007 | 01 December 2010 |
| Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 03 October 2006 | 28 March 2007 |
| orientiert XYZ Securities Limited | RE | 4 | 30 April 2005 | 01 September 2006 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 19 August 2004 | 19 January 2005 |