SFC Licences of WONG Kwok Keung, Lawrence 黃國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 9 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 5 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 4 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 2 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 1 16 May 2022
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 30 December 2020 31 March 2022
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RO 9 31 March 2020 31 March 2022
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RO 4 31 March 2020 31 March 2022
Karl-Thomson Securities Company Limited 高信證券有限公司 RO 1 31 March 2020 31 March 2022
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 9 26 March 2020 31 March 2020
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 4 26 March 2020 31 March 2020
China Shandong International Asset Management Limited 華魯國際資產管理有限公司 RO 9 26 April 2019 15 March 2020
China Shandong International Asset Management Limited 華魯國際資產管理有限公司 RO 4 26 April 2019 15 March 2020
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 4 29 June 2015 31 March 2019
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 19 February 2013 31 March 2019
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 01 April 2003 31 March 2019
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 01 April 2003 31 March 2019
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 01 April 2003 23 July 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 9 01 April 2003 23 July 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 5 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 7 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 6 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 4 01 April 2003 23 July 2004