SFC Licences of TUNG Yat Shing 董日成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 17 November 2016 | 30 June 2019 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 17 November 2016 | 30 June 2019 |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 17 November 2016 | 30 June 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 01 February 2013 | 17 November 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 03 August 2007 | 17 November 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 03 August 2007 | 17 November 2016 |