SFC Licences of KWAN Ka Man 關嘉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 01 June 2010 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 01 June 2010 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 31 May 2005 | 01 June 2010 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 31 May 2005 | 04 October 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 3 | 24 March 2004 | 31 May 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 31 May 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 31 May 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 03 March 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 03 March 2004 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 03 March 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |