SFC Licences of KWAN Ka Man 關嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FT Securities Limited 富通證券有限公司 RE 5 30 September 2005 01 June 2010
FT Securities Limited 富通證券有限公司 RE 2 30 September 2005 01 June 2010
FT Securities Limited 富通證券有限公司 RE 1 31 May 2005 01 June 2010
Jefferies Bache (Hong Kong) Limited RE 2 31 May 2005 04 October 2005
Celestial Securities Limited 時富證券有限公司 RE 3 24 March 2004 31 May 2005
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 31 May 2005
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 31 May 2005
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 03 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 03 March 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 03 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004