SFC Licences of TING Wai Ling 丁慧玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 17 November 2011 | 31 March 2015 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 17 November 2011 | 31 March 2015 |
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 13 May 2011 | 13 September 2011 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 13 May 2011 | 13 September 2011 |
Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 13 May 2011 | 13 September 2011 |